The Six Components of the Code of Ethics and the Seven Standards of Professional Conduct - CFA, FRM, and Actuarial Exams Study Notes
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The Six Components of the Code of Ethics and the Seven Standards of Professional Conduct - CFA, FRM, and Actuarial Exams Study Notes
Learn about integrity, professionalism, duties to clients and employers, conflict of interest, and other essential ethical standards.
Feb 20, 2021
AICPA Code of Professional Conduct AICPA Code Explained
Which statement best describes a requirement in the AICPA Code of Professional Conduct that applies when you receive a commission or a referral fee for referring a client to another service provider?a. You must monitor the delivery of that other service to the client.b. You must mention the fee arrangement to your firm's liability carrier.c. You must provide your client a written disclosure about the fee.d. You must tell the client verbally that you will be receiving a fee.
Which statement best describes a requirement in the AICPA Code of Professional Conduct that applies when you receive a commission or a referral fee for referring a client to another service provider?a. You must monitor the delivery of that other service to the client.b. You must mention the fee arrangement to your firm's liability carrier.c. You must provide your client a written disclosure about the fee.d. You must tell the client verbally that you will be receiving a fee.
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